🕐19.05.15 - 14:54 Uhr
INVESTIS EMAIL ALERT - PETROPAVLOVSK PLC
TR1 - Notification of Major Interest in Shares
RNS Number : 6615N Petropavlovsk PLC 19 May 2015
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For filings with the FCA include the annex
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For filings with issuer exclude the annex
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1.
Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
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Petropavlovsk plc
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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x
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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x
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An event changing the breakdown of voting rights
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Other (please specify):
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3.
Full name of person(s) subject to the
notification obligation: iii
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D.
E.
Shaw & Co., L.P.
D.
E.
Shaw & Co.
(London), LLP
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4.
Full name of shareholder(s)
(if different from 3.):iv
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DBMMA015 (only with respect to
shares listed in 8.A)
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5.
Date of the transaction and date on
which the threshold is crossed or
reached: v
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May 14, 2015
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6.
Date on which issuer notified:
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May 18, 2015
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7.
Threshold(s) that is/are crossed or
reached: vi, vii
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12%[†]
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8.
Notified details:
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A: Voting rights attached to shares viii, ix
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Class/type of
shares
if possible using
the ISIN CODE
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Situation previous
to the triggering
transaction
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Resulting situation after the triggering transaction
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Number
of
Shares
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Number
of
Voting
Rights
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Number
of shares
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Number of voting
rights
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% of voting rights x
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Direct
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Direct xi
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Indirect xii
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Direct
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Indirect
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Ordinary Shares
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117,609,333
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117,609,333
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117,609,333
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3.59%
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GB0031544546
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Expiration
date xiii
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Exercise/
Conversion Period xiv
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Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
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% of voting
rights
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Exercise price
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Expiration date xvii
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Exercise/
Conversion period xviii
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Number of voting rights instrument refers to
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% of voting rights xix, xx
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Contract for Differences
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n/a
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March 2, 2016
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n/a
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14,000,000
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Nominal
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Delta
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0.43%
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Contract for Differences
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n/a
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May 16, 2016
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n/a
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125,000,000
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3.81%
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Convertible Bonds
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n/a
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March 18, 2020
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April 28, 2015 to six business days before maturity or call.
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157,971,028
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4.82%
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Total (A+B+C)
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Number of voting rights
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Percentage of voting rights
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414,580,361
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12.65%
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9.
Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
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Each of D.
E.
Shaw & Co., L.P.
("DESCO LP") and D.
E.
Shaw & Co.
(London), LLP ("DESCO London") is notifying solely in its capacity as a discretionary investment manager.
As general partner of DESCO LP, D.
E.
Shaw & Co., Inc.
("DESCO Inc.") is a parent undertaking of DESCO LP and, indirectly, of DESCO London.
By virtue of David E.
Shaws position as president and sole shareholder of DESCO Inc., which is the general partner of DESCO LP, David E.
Shaw is a parent undertaking of DESCO LP and, indirectly, of DESCO London.
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Proxy Voting:
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10.
Name of the proxy holder:
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11.
Number of voting rights proxy holder will cease
to hold:
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12.
Date on which proxy holder will cease to hold
voting rights:
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13.
Additional information:
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14.
Contact name:
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Kevin Krist
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15.
Contact telephone number:
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+44 (0) 20 7409 4300
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[†] The aggregate percentage of voting rights reported on this TR-1 is 12.65%.
The aggregate percentage of voting rights reported on our most recently filed TR-1, which was filed on April 27, 2015, was 12.82%.
Although our total percentage of voting rights did not cross a reporting threshold, there was a change in the composition of voting rights since April 27, 2015.
See Item 8 below for additional details.
This information is provided by RNS
The company news service from the London Stock Exchange END HOLSFFFEUFISEDI
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